Almost always, judges determine the punishment, even
following jury trials. In fact, a common jury instruction warns jurors not
to consider the question of punishment when deciding a defendant's guilt
or innocence. In a very few situations, juries do take part in sentencing
decisions. For example, in capital punishment cases in some states, a
judge cannot impose the death penalty in a jury trial unless the jury
recommends death rather than life in prison.
Where can the prescribed punishment for crimes
be found?
Typically, the law a defendant is charged with violating
also identifies the punishment. For example, a statute identifying
specific behavior as a misdemeanor might go on to state, "For a first-time
offense, an offender may be fined not more than $1,000 or imprisoned for
not more than six months, or both." Another statute might describe
particular behavior as a misdemeanor without specifying the punishment. In
this situation, the punishment can be found in a separate statute that
sets forth the punishment either for that particular misdemeanor, or, in
some states, for all misdemeanors.
Do people convicted of the same or similar
crimes receive similar sentences?
Some state and all federal criminal statutes include
"mandatory sentences," which require judges to impose specific and
identical sentences on all defendants who violate those laws. Mandatory
sentencing laws are a response by state legislatures or Congress to their
perception of the public's desire to end judicial leniency and treat alike
all people who break the same law.
More commonly, criminal statutes do not carry mandatory
sentences. Rather, judges can take a number of factors into account when
deciding on an appropriate punishment. For instance, judges may consider
the defendant's past criminal record, age, sophistication, the
circumstances under which the crime was committed and whether the
defendant genuinely feels remorse. In short, mandatory sentence laws "fit
the punishment to the crime"; whereas judges prefer to "fit the punishment
to the offender.
How judges determine sentences?
If the judge has discretion to determine the sentence, the
defense may bring to a judge's attention an infinite number of factual
circumstances that may move the judge to impose a lighter sentence. The
following are examples of such circumstances (called "mitigating"
factors):
-
the offender has little or no history of criminal
conduct
-
the offender was an accessory (helped the main offender)
to the crime but was not the main actor
-
the offender committed the crime when under great
personal stress, for example, had lost a job, rent was due and had just
been in a car wreck, or
-
no one was hurt, and the crime was committed in a manner
that was unlikely to have hurt anyone.
Just as mitigating circumstances can sway a judge to lessen
a sentence, "aggravating" circumstances can compel a judge to "throw the
book at" an offender. A previous record of the same type of offense is the
most common aggravating factor. Often, aggravating circumstances grow out
of the way a crime was committed, as when an offender is particularly
cruel to a victim. Sometimes, laws themselves specify aggravating factors,
such as the use of a weapon.